Add app-server coverage for Guardian V2 approval routing (#39035)

## What changed

- Add end-to-end app-server tests for MCP tool approvals with Guardian V2 and automatic review enabled.
- Verify that sampling receives the thread context, uses a thread-scoped prompt cache key, and persists the resulting action risk score.
- Cover both routing outcomes: low-risk actions skip later Guardian reviews, while high-risk actions continue through full review.

GitOrigin-RevId: 78ba2b0560caf701ad333785c4dda4f7d2be4f2c
This commit is contained in:
felixxia-oai
2026-08-17 16:58:14 +00:00
committed by copyberry
parent eeb82a156d
commit 71e5e1ec50
2 changed files with 296 additions and 0 deletions

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@@ -0,0 +1,295 @@
use std::sync::Arc;
use std::sync::Mutex;
use std::sync::atomic::AtomicUsize;
use std::sync::atomic::Ordering;
use std::time::Duration;
use anyhow::Result;
use app_test_support::MockResponsesConfig;
use app_test_support::TestAppServer;
use axum::Json;
use axum::Router;
use axum::extract::State;
use axum::extract::ws::Message;
use axum::extract::ws::WebSocketUpgrade;
use axum::http::header;
use axum::response::IntoResponse;
use axum::routing::get;
use codex_app_server_protocol::ApprovalsReviewer;
use codex_app_server_protocol::AskForApproval;
use codex_app_server_protocol::ItemGuardianApprovalReviewStartedNotification;
use codex_app_server_protocol::ThreadStartParams;
use codex_app_server_protocol::TurnStartParams;
use codex_app_server_protocol::TurnStartResponse;
use codex_app_server_protocol::UserInput;
use codex_features::Feature;
use core_test_support::responses;
use core_test_support::skip_if_no_network;
use pretty_assertions::assert_eq;
use serde_json::Value;
use serde_json::json;
use tempfile::TempDir;
use tokio::net::TcpListener;
use tokio::sync::Notify;
use tokio::time::timeout;
use super::mcp_tool::TEST_SERVER_NAME;
use super::mcp_tool::TEST_TOOL_NAME;
use super::mcp_tool::start_mcp_server;
const TIMEOUT: Duration = Duration::from_secs(30);
const USER_CONTEXT: &str = "The user authorized reading the existing project files.";
#[derive(Default)]
struct MockResponsesState {
parent_requests: AtomicUsize,
guardian_reviews: AtomicUsize,
luna_requests: Mutex<Vec<Value>>,
allow_luna: Notify,
allow_guardian_review: Notify,
luna_score: f64,
}
#[derive(Clone, Copy)]
enum GuardianRisk {
Low,
High,
}
async fn parent_response(
State(state): State<Arc<MockResponsesState>>,
Json(request): Json<Value>,
) -> impl IntoResponse {
let events = if request
.pointer("/client_metadata/x-openai-subagent")
.and_then(Value::as_str)
== Some("guardian")
{
let review_number = state.guardian_reviews.fetch_add(1, Ordering::SeqCst);
if review_number == 0 {
state.allow_guardian_review.notified().await;
}
vec![
responses::ev_response_created("guardian-review"),
responses::ev_assistant_message(
"guardian-assessment",
&json!({
"risk_level": "low",
"user_authorization": "high",
"outcome": "allow",
"rationale": "The requested command is safe.",
})
.to_string(),
),
responses::ev_completed("guardian-review"),
]
} else {
let request_number = state.parent_requests.fetch_add(1, Ordering::SeqCst);
if request_number < 2 {
let call_id = format!("guardian-action-{request_number}");
let arguments = json!({ "message": format!("guardian-{request_number}") }).to_string();
vec![
responses::ev_response_created(&call_id),
responses::ev_function_call_with_namespace(
&call_id,
&format!("mcp__{TEST_SERVER_NAME}"),
TEST_TOOL_NAME,
&arguments,
),
responses::ev_completed(&call_id),
]
} else {
vec![
responses::ev_response_created("guardian-complete"),
responses::ev_assistant_message("guardian-message", "done"),
responses::ev_completed("guardian-complete"),
]
}
};
(
[(header::CONTENT_TYPE, "text/event-stream")],
responses::sse(events),
)
}
async fn luna_websocket(
State(state): State<Arc<MockResponsesState>>,
websocket: WebSocketUpgrade,
) -> impl IntoResponse {
websocket.on_upgrade(move |mut socket| async move {
while let Some(Ok(message)) = socket.recv().await {
let Message::Text(text) = message else {
continue;
};
let request: Value = serde_json::from_str(&text).expect("valid Luna request");
state
.luna_requests
.lock()
.expect("Luna request lock should not be poisoned")
.push(request);
state.allow_luna.notified().await;
let score = json!({ "scores": { "action_risk": state.luna_score } }).to_string();
for event in [
responses::ev_response_created("luna-score"),
responses::ev_assistant_message("luna-score-message", &score),
responses::ev_completed("luna-score"),
] {
if socket
.send(Message::Text(event.to_string().into()))
.await
.is_err()
{
break;
}
}
}
})
}
async fn guardian_v2_routes_tool_approvals(risk: GuardianRisk) -> Result<()> {
let (luna_score, expected_guardian_reviews) = match risk {
GuardianRisk::Low => (0.25, 1),
GuardianRisk::High => (0.95, 2),
};
let responses_state = Arc::new(MockResponsesState {
luna_score,
..Default::default()
});
let listener = TcpListener::bind("127.0.0.1:0").await?;
let responses_url = format!("http://{}", listener.local_addr()?);
let router = Router::new()
.route("/v1/responses", get(luna_websocket).post(parent_response))
.with_state(Arc::clone(&responses_state));
let responses_server = tokio::spawn(async move {
let _ = axum::serve(listener, router).await;
});
let (mcp_server_url, mcp_server_handle) = start_mcp_server().await?;
let codex_home = TempDir::new()?;
MockResponsesConfig::new(&responses_url)
.with_provider_config("supports_websockets = false")
.with_approval_policy("on-request")
.with_root_config("approvals_reviewer = \"auto_review\"")
.with_extra_config(&format!(
"[mcp_servers.{TEST_SERVER_NAME}]\nurl = \"{mcp_server_url}/mcp\"\ndefault_tools_approval_mode = \"prompt\""
))
.enable_feature(Feature::GuardianV2)
.enable_feature(Feature::GuardianApproval)
.write(codex_home.path())?;
let mut app_server = TestAppServer::builder()
.with_codex_home(codex_home.path())
.build_initialized_with_timeout(TIMEOUT)
.await?;
let thread = app_server
.start_thread(ThreadStartParams {
approval_policy: Some(AskForApproval::OnRequest),
approvals_reviewer: Some(ApprovalsReviewer::AutoReview),
..Default::default()
})
.await?
.thread;
let thread_id = thread.id;
let rollout = thread.path.expect("thread should be persisted");
let turn_request_id = app_server
.send_turn_start_request(TurnStartParams {
thread_id: thread_id.clone(),
input: vec![UserInput::Text {
text: USER_CONTEXT.to_owned(),
text_elements: Vec::new(),
}],
approval_policy: Some(AskForApproval::OnRequest),
approvals_reviewer: Some(ApprovalsReviewer::AutoReview),
..Default::default()
})
.await?;
let _: TurnStartResponse =
timeout(TIMEOUT, app_server.read_response(turn_request_id)).await??;
let review_started: ItemGuardianApprovalReviewStartedNotification = timeout(
TIMEOUT,
app_server.read_notification("item/autoApprovalReview/started"),
)
.await??;
assert_eq!(review_started.thread_id, thread_id);
let luna_request = timeout(TIMEOUT, async {
loop {
if let Some(request) = responses_state
.luna_requests
.lock()
.expect("Luna request lock should not be poisoned")
.first()
.cloned()
{
return request;
}
tokio::task::yield_now().await;
}
})
.await?;
assert_eq!(
luna_request["prompt_cache_key"],
format!("guardian-v2:{thread_id}")
);
assert!(
luna_request["input"]
.as_array()
.expect("Luna input should be an array")
.iter()
.any(|item| {
item["content"].as_array().is_some_and(|content| {
content.iter().any(|entry| {
entry["text"]
.as_str()
.is_some_and(|text| text.contains(USER_CONTEXT))
})
})
})
);
responses_state.allow_luna.notify_one();
timeout(TIMEOUT, async {
loop {
if tokio::fs::read_to_string(&rollout)
.await?
.lines()
.filter_map(|line| serde_json::from_str::<Value>(line).ok())
.any(|line| {
line["type"] == "security_risk_score"
&& line["payload"]["scores"]["action_risk"] == json!(luna_score)
})
{
return Ok::<(), std::io::Error>(());
}
tokio::task::yield_now().await;
}
})
.await??;
responses_state.allow_guardian_review.notify_one();
responses_state.allow_luna.notify_one();
timeout(
TIMEOUT,
app_server.read_stream_until_notification_message("turn/completed"),
)
.await??;
assert_eq!(
responses_state.guardian_reviews.load(Ordering::SeqCst),
expected_guardian_reviews
);
mcp_server_handle.abort();
responses_server.abort();
Ok(())
}
#[tokio::test(flavor = "multi_thread", worker_threads = 2)]
async fn guardian_v2_low_risk_actions_skip_subsequent_reviews() -> Result<()> {
skip_if_no_network!(Ok(()));
guardian_v2_routes_tool_approvals(GuardianRisk::Low).await
}
#[tokio::test(flavor = "multi_thread", worker_threads = 2)]
async fn guardian_v2_high_risk_actions_require_full_reviews() -> Result<()> {
skip_if_no_network!(Ok(()));
guardian_v2_routes_tool_approvals(GuardianRisk::High).await
}

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@@ -33,6 +33,7 @@ mod external_agent_config;
mod external_agent_import_sync;
mod fs;
mod git_attribution;
mod guardian_v2;
mod hooks_list;
mod host_skills;
mod imagegen_extension;